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Model Guideline to Refusing a UCC
Record
MODEL GUIDELINE TO REFUSING A UCC RECORD
PRESENTED FOR FILING
| Date and time the record would have
been filed, had it been accepted:
|
GENERAL
- The record has not been communicated by a method or medium authorized by
this filing office. 9-516(b)(1)
- An amount at least equal to the filing fee was not submitted.
9-516(b)(2)
- Filing office is unable to read or decipher the information.
9-516(c)(1)
INITIAL FINANCING STATEMENT
- Failure to provide the name of the debtor. 9-516(b)(3)(A)
- Failure to indicate whether the debtor is an individual or an
organization. 9-516(b)(5)(B)
- If identified as an individual, failure to provide the last name of the
debtor. 9-516(b(3)(C)
- If identified as an organization, failure to provide organizational
information for the debtor.
- a type of organization
- a jurisdiction of organization
- an organization ID# or an indication that the debtor has none
9-516b5C
- Failure to provide either the social security number or
the internal revenue service taxpayer identification number of the debtor.
9-502 (1)
- Failure to provide a mailing address for the debtor.
9-516(b)(5)(A)
- Failure to provide a name for the secured party.
9-516(b)(4)
- Failure to provide a mailing address for the secured party.
9-516(b)(4)
- In the case of an assignment reflected on an initial financing
statement, failure to provide a name of the assignee.
9-516(b)(6)
- In the case of an assignment reflected on an initial financing
statement, failure to provide a mailing address for the assignee.
9-516(b)(6)
AMENDMENT OR CORRECTION STATEMENT
- Failure to identify a file number of an initial financing statement to
which it relates. 9-516(b)3)(B)(i)
- Identifies an initial financing statement for which effectiveness has
lapsed. 9-516(b)(3)(8)(ii)
Continuation
- Failure to file within the six-month window prior to lapse.
9-516(b)(7)
Assignment
- Failure to provide a name for the assignee. 9-516(b)(6)
- Failure to provide a mailing address for the assignee.
9-516(b)(6)
Amendment of Party Information
New Debtor
- Failure to indicate whether the debtor is an individual or an
organization. 9-516(b)(5)(B)
- If identified as an individual, failure to provide the last name of the
debtor. 9-516(b)(3)(C)
- If identified as an organization, failure to provide organizational
information for the debtor
- a type of organization
- a jurisdiction of organization
- an organizational ID# or indication that the debtor has none.
9-516(b)(5)(C)
- Failure to provide either the social security number or
the internal revenue service taxpayer identification number of the debtor.
9-502 (1)
- Failure to provide a mailing address for the debtor.
9-516(b)(5)(A)
New Secured Party
- Failure to provide name for the secured party.
9-516(b)(4)
- Failure to provide a mailing address for the secured party.
9-516(b)(4)
|
Fee Paid
Form of Payment:___________________________ |
Comments: _________________________________
__________________________________________
__________________________________________
